How Are We Regulated

LPL is regulated by Federal, State, and self-regulatory agencies, including the following:

Financial Industry Regulatory Authority (FINRA)
Securities Exchange Commission (SEC)
Securities Investor Protection Corporation (SIPC)
Municipal Securities Rulemaking Board

FINRA Securities Helpline for Seniors: (240) 386-HELP (4357)

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We would love the opportunity to become your trusted advisor.

Securities and Advisory services offered through LPL Financial, a registered investment advisor. Member FINRA & SIPC.

Wesmark Wealth Management, representatives associated with this website may discuss and/or transact securities business only with residents of the following states: Alabama, Arizona, Arkansas, California, Connecticut, Florida, Illinois, Kansas, Louisiana, Maryland, Mississippi, Nevada, New Jersey, New Mexico, North Carolina, Oklahoma, Texas, Virginia, Virgin Islands.

How Are We Regulated

FINRA Securities Helpline for Seniors: (240) 386-HELP (4357)

Contact Us

We would love the opportunity to become your trusted advisor.

Get to know us

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How Are We Regulated

FINRA Securities Helpline for Seniors: (240) 386-HELP (4357)

Contact Us

We would love the opportunity to become your trusted advisor.

Get to know us

Quick Message